1. About VFM Fund Management Company:
VFM Fund Management Company was established with the original name of Vietnam Securities Investment Fund Management Company (VietFund Management), the first joint venture company in Vietnam specializing in investment fund management. securities, and portfolio management, with the founding joint venture partners being Dragon Capital Management Company and Saigon Thuong Tin Commercial Joint Stock Bank (Sacombank). On January 8, 2009, the State Securities Commission approved the transformation of VFM Fund Management Company from a Joint Venture Company into a Joint Stock Company with the new name of Investment Fund Management Joint Stock Company. VietFund Management (VietFund Management).
Currently, VFM Fund Management Company is managing total assets of approximately VND 3,000 billion (as of September 30, 2013) with more than 6,000 domestic and foreign legal and individual investors through its products. Funds: Vietnam Securities Investment Fund (VF1), Vietnam Growth Investment Fund (VF2), Vietnam Leading Enterprise Investment Fund (VF4), Vietnam Dynamic Investment Fund (VFMVFA), Investment Fund Vietnam Bond Investment Fund (VFMVFB) and a number of other entrusted capital sources. In which, VFMVFA, VFMVFB, VFMVF4 and VFMVF1 are funds operating under the open-end fund model.

2. Investment goals and strategies
2.1 Investment objective
The objective of the VF4 Open-ended Fund is to invest in leading enterprises operating in basic sectors of the Vietnamese economy. Investment enterprises are large value enterprises that have been and will be listed on Vietnam's stock market. The fund's investment portfolio will be built with the aim of optimizing profits and minimizing risks for the fund's investment capital.
3.2 Investment strategy
The investment strategy of the open-ended VF4 Investment Fund is to actively invest in equity securities of leading enterprises operating in basic and key industries of the Vietnamese economy. These businesses operate in sectors and industries including (but not limited to): food & beverage, consumer goods, retail, energy, materials - mining, financial services , banking, telecommunications, infrastructure - real estate…. The selected enterprises are always in the top 20 leading enterprises of the industry or field in which they are operating. These enterprises have shares that have been or will be listed on the Vietnamese stock market. Investment proportion in equity securities of VF4 Fund can reach 100% of total assets of the Fund.

1. Open a trading account:
Step 1:
Existing investors named in the General List of Securities Owners provided by the Securities Depository Center on December 2, 2013, will receive a notice from VFM confirming the number of fund certificates. open VFMVF4.

Step 2:
Investors prepare required documents/information for the procedure of opening an open-ended fund certificate trading account, including:
For individual investors:
Notice Confirmation of VFMVF4 Fund Certificate Holders
Registration form for trading of open-ended fund certificates
Notarized authorization contract (if any)
Valid copy of ID card/passport of investor and authorized person (if any)
Certificate from the bank on the opening of a share capital contribution account (CCA) (for foreign investors) (if any)
Certificate of Transaction Number from the Depository Center (for foreign investors)
Bank account information: account number, bank name, branch opening account.
Information on personal income tax code (if any): for investors who request to issue transaction fee invoices
Certificate of change of registration information (if any).
For legal investors:

Notice Confirmation of VFMVF4 Fund Certificate Ownership (attached to this letter)
Registration form for trading of open-ended fund certificates
Notarized authorization contract (if any)
A valid copy of the Business Registration License
Valid copies of documents related to the decision on renaming, separation, merger of the institutional investor (if any)
Valid copy of ID card/passport of legal representative
Valid copy of ID card/passport of the authorized person (if any)
Certificate from the bank on the opening of a share capital contribution account (CCA) (for foreign investors)
Certificate of Transaction Number from the Depository Center (for foreign investors)
Bank account information: account number, bank name, branch opening account.
Information on corporate tax code
Certificate of change of registration information (if any).

Note :

For Investors who already have a Vietnam Securities Investment Fund (VFMVF1) trading account, when opening a VFMVF4 open fund certificate trading account, the investor only needs to bring a Certificate of Confirmation. own VFMVF4 fund certificates.
Step 3:
Investors directly go to the VFMVF4's Designated Distribution Agent to open an account and record the number of fund certificates VFMVF4 is holding.

In order to be able to trade in the first trading period – Wednesday, January 15, 2014, investors need to submit an account opening application to the Fund's Designated Distributor from December 30, 2013 to January 10. 2014.
After this time, the Fund's Designated Distributor will continue to receive applications for opening accounts so that investors can trade in the next trading periods.

Step 4:
Receive notification of open fund certificate trading account number from Distributor.